FinOp Solutions

(212) 751-4422

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Outsource Your FinOp role with Confidence

40+ years of experience. Full-service solutions.

Rely on Our CPA-Level Service and Expertise

As a CPA firm providing FinOp services since the 1980’s, DFP Partners provides personalized service and deep expertise to Broker-Dealers of all sizes. When you partner with us, you’ll have access to an entire team of Series 27 registered FinOps, CPAs, and accounting professionals. All of our consultants follow the CPA code of ethics, and continuing education requirements keeps our team up to date with the latest developments in financial regulation, so you don’t have to be. All our work is subject to multiple levels of review to ensure the most accurate results.

Simplify a Complex Role

Every Broker-Dealer is required to employ a FINRA Registered Series 27 Financial and Operations Principal (FinOp). We know our clients are entrepreneurs with little time to manage regulatory accounting rules. Outsourcing the role to DFP Partners ensures your firm will maintain compliance with all regulatory obligations and remain current with changing accounting practices, freeing you to focus your resources on growing your business.

Your DFP FinOp can assume or assist with all aspects of the role’s requirements, including managing financial duties, FINRA filings, technical assistance, the role of outsourced CFO, and more. Leverage our diverse, specialized regulatory knowledge to fit your firm’s individual needs.