Overlay Logo
Hero Image
who we serve > broker-dealers

Named the #1 leading outsourcing consultant firm for broker-dealers

DFP Partners has 40 years of experience to solve many of the challenges that broker-dealers face including:

Other types of firms we service:

  • Third-party marketers
  • Foreign firms operating under Rule 15a-6 of the US Securities Exchange Act
  • Mergers & acquisitions brokers
  • Underwriting brokers
  • Proprietary trading brokers
  • Introducing brokers
What our clients have to say