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services > outsourced cco
Outsourced CCO

Expertise and Commitment You Can Trust

DFP Partners can provide a qualified FINRA Series 24 registered principal to act as your firm’s designated Chief Compliance Officer (CCO).

Our team can work on a retainer basis, acting as your designated CCO to administer your compliance program. As your outsourced CCO, we can develop a customized compliance program, lead the adoption of written policies and procedures, and execute the annual compliance review.

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The benefits to outsourcing the CCO role with DFP Partners are:

Access To Deep Expertise

Our team is exposed on a daily basis to changing regulatory conditions and prepared to react to regulatory changes on a timely basis.


Outsourcing is a cost effective alternative to the salary and benefits cost of a full-time CCO for smaller, limited-purpose firms.

Access to Industry Wide Best Practices

Take advantage of our knowledge and competence concerning industry best practices. Remain up-to-date regarding rules, regulations, and their application by leveraging the expertise we have gathered through working with multiple firms and regulators.

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