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Ensuring Compliance in an Evolving World

Cybersecurity is a key focus for the regulatory agencies. Firms are evaluated on cybersecurity risk management and their ability to protect sensitive customer data.

As Chief Compliance Officer, how do you prepare and manage an effective cybersecurity compliance program? What is the best way to bridge the gap between your IT functions and the compliance team?

The DFP Partners Cybersecurity solution will focus on the creation of your cyber procedures as well as the training of your associated persons to be aware of and understand phishing attempts and similar malicious activities. DFP Partners will also perform an annual penetration test and risk assessment, enabling you and your staff to feel confidently trained and prepared for cyber incidents.

DFP Partners’ Cybersecurity Offerings:

  • Annual Penetration Testing 
  • Customized Policies and Procedures  
  • Incident Response Planning and Coaching 
  • Quarterly Employee Cybersecurity Training
  • Email Enticement Phishing Testing
  • Vendor Due Diligence
  • Initial and Annual Risk Assessments 


Looking for more details?
Cybersecurity Brochure