Your Partner in Compliance and Accounting for 40+ Years

Deep Expertise Across A Wide Range of Services

At DFP Partners, we understand every company has unique needs that require customized solutions. Our people-first approach and decades of experience ensure that you get personalized attention and service that matches your business. And when you partner with us, you’re getting more than a consultant. You’re getting an entire team with decades of experience guiding Broker-Dealers and Registered Investment Advisers of all sizes.

Your Business is Our Business

DFP Partners is a multi-generational, family-run company with the resources and institutional knowledge of a large corporate firm. We have built our business around managing our clients’ regulatory needs as if they are our own and offering custom financial services solutions that enable you to focus on what you do best. We pride ourselves on offering you expert service at every level. We serve the needs of our clients above all else.

Service You Can Rely On

We offer our clients the highest level of professionalism and personalized support. Our full team of financial and compliance professionals is available to provide hands-on guidance at every step. We work alongside you, either guiding your in-house team or assuming all aspects of a role, as with fully outsourced FinOp and Compliance support.

Expertise You Can Trust

Our firm is highly specialized, with different teams for different services. Our diverse array of team members offers deep expertise across multiple fields. With our experience guiding firms of all sizes and business models, we are prepared to handle any challenge your business may be facing — even those you may not have anticipated. We bring our broad perspectives and creative thinking to every client interaction to ensure you get the best possible solution every time.

A Full Suite of Customizable Offerings

DFP Partners will work with you to craft a personalized solution that meets your needs and allows you to focus on what you do best. We offer a wide range of services to help your company navigate the complex landscape of accounting and compliance, including:

FinOp, PFO, POO & Supervisory Services
Accounting & Bookkeeping
Broker-Dealer Membership & Compliance
RIA Registration & Compliance
AML Testing
Cybersecurity Compliance