Services Uniquely Suited to the FinTech Sector
Since 1952, DFP Partners has maintained AICPA standards while delivering outsourced professional support to financial services firms globally. Our CPAs and consultants are skilled, multi-licensed professionals who serve as an extension of your office.
DFP Partners understands what FinTech firms need and we customize our services to each individual firm:
DFP Partners is a CPA firm that provides broker-dealer registration services, assists with FINRA membership applications, and offers broker-dealer compliance services. Our teams are made up of CPAs, FinOps, and consultants with broad expertise from across the financial services industry.
DFP Partners Regulatory Services, LLC provides wide-ranging compliance solutions for FinTech firms. Our consultants can help you navigate the rules and regulations of the industry, whether they be SEC registration or the drafting of codes of ethics for your business.
Licensed DFP Partners consultants can serve as your designated Chief Compliance Officer (CCO) or FinOp, fulfilling critical day-to-day operations in a cost-effective and expert manner.
FinTech firms can also benefit from our independent testing of your Anti-Money Laundering (AML) programs. Our testing professionals are Certified AML Specialists (CAMS) and members of the Association of Certified Anti-Money Laundering Specialists (ACAMS).
DFP Partners is a CPA firm that provides broker-dealer registration services, assists with FINRA membership applications, and offers broker-dealer compliance services. Our teams are made up of CPAs, FinOps, and consultants with broad expertise from across the financial services industry.
DFP Partners Regulatory Services, LLC provides wide-ranging compliance solutions for FinTech firms. Our consultants can help you navigate the rules and regulations of the industry, whether they be SEC registration or the drafting of codes of ethics for your business.
Licensed DFP Partners consultants can serve as your designated Chief Compliance Officer (CCO) or FinOp, fulfilling critical day-to-day operations in a cost-effective and expert manner.
FinTech firms can also benefit from our independent testing of your Anti-Money Laundering (AML) programs. Our testing professionals are Certified AML Specialists (CAMS) and members of the Association of Certified Anti-Money Laundering Specialists (ACAMS).